{"id":740860,"date":"2019-11-08T20:03:17","date_gmt":"2019-11-08T20:03:17","guid":{"rendered":"https:\/\/ghana-mma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/"},"modified":"2019-11-08T20:03:17","modified_gmt":"2019-11-08T20:03:17","slug":"list-53-securities-fund-management-companies-whose-licences-have-been-revoked","status":"publish","type":"post","link":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/","title":{"rendered":"List: 53 securities, fund management companies whose licences have been revoked"},"content":{"rendered":"<p><\/p>\n<div data-io-article-url=\"https:\/\/www.adomonline.com\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/\">\n<div class=\"td-post-featured-image\">\n<figure><img loading=\"lazy\" decoding=\"async\" width=\"696\" height=\"392\" class=\"entry-thumb td-modal-image\" src=\"https:\/\/ghanamma.com\/wp-content\/uploads\/2019\/11\/Ogbamy-696x392.jpg\"   alt=\"\" title=\"SEC Boss\"\/><figcaption class=\"wp-caption-text\">Rev. Daniel Ogbarmey Tetteh<\/figcaption><\/figure>\n<\/div>\n<p>The Securities and Exchange Commission (SEC) has revoked the operating licences of 53 Fund Managers in the country.<\/p>\n<p> \u201cThese firms failed to inform clients about the risks that they are taking. They also failed to notify the Commission about their dealings,\u201d the Director-General of SEC, Rev. Daniel Ogbarmey Tetteh noted.<\/p>\n<p><strong>RELATED STORY: Just in:  SEC revokes licences of Gold Coast Securities; 52 others<\/strong><\/p>\n<p>At a stakeholder meeting Friday before releasing a list of the affected companies, he noted that, the troubled securities firms have still not been able to address concerns raised about their operations over the years, hence the revocation of their license.<\/p>\n<p>READ: Kyeiwaa finds love again<\/p>\n<p><strong>Below is the full list<\/strong>:<\/p>\n<figure class=\"wp-block-image is-resized\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/ghanamma.com\/wp-content\/uploads\/2019\/11\/7800719792747_8444983028237.jpg\" alt=\"SEC revocation list\" width=\"711\" height=\"728\"\/><\/figure>\n<figure class=\"wp-block-image is-resized\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/ghanamma.com\/wp-content\/uploads\/2019\/11\/5287763506432_6128155966237.jpg\" alt=\"SEC revocation list 1\" width=\"768\" height=\"598\"\/><\/figure>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Rev. Daniel Ogbarmey Tetteh The Securities and Exchange Commission (SEC) has revoked the operating licences of 53 Fund Managers in the country. \u201cThese firms failed to inform clients about the risks that they are taking. They also failed to notify the Commission about their dealings,\u201d the Director-General of SEC, Rev. Daniel Ogbarmey Tetteh noted. RELATED [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":740861,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[6],"tags":[],"class_list":["post-740860","post","type-post","status-publish","format-standard","has-post-thumbnail","category-business"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>List: 53 securities, fund management companies whose licences have been revoked - Ghanamma.com<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"List: 53 securities, fund management companies whose licences have been revoked - Ghanamma.com\" \/>\n<meta name=\"twitter:description\" content=\"Rev. Daniel Ogbarmey Tetteh The Securities and Exchange Commission (SEC) has revoked the operating licences of 53 Fund Managers in the country. \u201cThese firms failed to inform clients about the risks that they are taking. They also failed to notify the Commission about their dealings,\u201d the Director-General of SEC, Rev. Daniel Ogbarmey Tetteh noted. RELATED [&hellip;]\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.ghanamma.com\/2019\/wp-content\/uploads\/2019\/11\/Ogbamy.jpg\" \/>\n<meta name=\"twitter:creator\" content=\"@ghanamma\" \/>\n<meta name=\"twitter:site\" content=\"@ghanamma\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Ghana News\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/\"},\"author\":{\"name\":\"Ghana News\",\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/#\\\/schema\\\/person\\\/53d06a757a4242f113d200e3c290c036\"},\"headline\":\"List: 53 securities, fund management companies whose licences have been revoked\",\"datePublished\":\"2019-11-08T20:03:17+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/\"},\"wordCount\":126,\"commentCount\":0,\"image\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/wp-content\\\/uploads\\\/2019\\\/11\\\/Ogbamy.jpg\",\"articleSection\":[\"Business\"],\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"CommentAction\",\"name\":\"Comment\",\"target\":[\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/#respond\"]}]},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/\",\"url\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/\",\"name\":\"List: 53 securities, fund management companies whose licences have been revoked - Ghanamma.com\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/wp-content\\\/uploads\\\/2019\\\/11\\\/Ogbamy.jpg\",\"datePublished\":\"2019-11-08T20:03:17+00:00\",\"author\":{\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/#\\\/schema\\\/person\\\/53d06a757a4242f113d200e3c290c036\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/11\\\/08\\\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\\\/#primaryimage\",\"url\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/wp-content\\\/uploads\\\/2019\\\/11\\\/Ogbamy.jpg\",\"contentUrl\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/wp-content\\\/uploads\\\/2019\\\/11\\\/Ogbamy.jpg\",\"width\":788,\"height\":444},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/#website\",\"url\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/\",\"name\":\"Ghanamma.com\",\"description\":\"News In Ghana - Latest Ghana News Headlines\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/www.ghanamma.com\\\/2019\\\/#\\\/schema\\\/person\\\/53d06a757a4242f113d200e3c290c036\",\"name\":\"Ghana News\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/22cb97c2b08df229330efb2b8c2645feaae8d3ca3ee434035fbb668b5b82f570?s=96&d=mm&r=g\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/22cb97c2b08df229330efb2b8c2645feaae8d3ca3ee434035fbb668b5b82f570?s=96&d=mm&r=g\",\"contentUrl\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/22cb97c2b08df229330efb2b8c2645feaae8d3ca3ee434035fbb668b5b82f570?s=96&d=mm&r=g\",\"caption\":\"Ghana News\"}}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"List: 53 securities, fund management companies whose licences have been revoked - Ghanamma.com","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/","twitter_card":"summary_large_image","twitter_title":"List: 53 securities, fund management companies whose licences have been revoked - Ghanamma.com","twitter_description":"Rev. Daniel Ogbarmey Tetteh The Securities and Exchange Commission (SEC) has revoked the operating licences of 53 Fund Managers in the country. \u201cThese firms failed to inform clients about the risks that they are taking. They also failed to notify the Commission about their dealings,\u201d the Director-General of SEC, Rev. Daniel Ogbarmey Tetteh noted. RELATED [&hellip;]","twitter_image":"https:\/\/www.ghanamma.com\/2019\/wp-content\/uploads\/2019\/11\/Ogbamy.jpg","twitter_creator":"@ghanamma","twitter_site":"@ghanamma","twitter_misc":{"Written by":"Ghana News","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/#article","isPartOf":{"@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/"},"author":{"name":"Ghana News","@id":"https:\/\/www.ghanamma.com\/2019\/#\/schema\/person\/53d06a757a4242f113d200e3c290c036"},"headline":"List: 53 securities, fund management companies whose licences have been revoked","datePublished":"2019-11-08T20:03:17+00:00","mainEntityOfPage":{"@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/"},"wordCount":126,"commentCount":0,"image":{"@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/#primaryimage"},"thumbnailUrl":"https:\/\/www.ghanamma.com\/2019\/wp-content\/uploads\/2019\/11\/Ogbamy.jpg","articleSection":["Business"],"inLanguage":"en-US","potentialAction":[{"@type":"CommentAction","name":"Comment","target":["https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/#respond"]}]},{"@type":"WebPage","@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/","url":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/","name":"List: 53 securities, fund management companies whose licences have been revoked - Ghanamma.com","isPartOf":{"@id":"https:\/\/www.ghanamma.com\/2019\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/#primaryimage"},"image":{"@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/#primaryimage"},"thumbnailUrl":"https:\/\/www.ghanamma.com\/2019\/wp-content\/uploads\/2019\/11\/Ogbamy.jpg","datePublished":"2019-11-08T20:03:17+00:00","author":{"@id":"https:\/\/www.ghanamma.com\/2019\/#\/schema\/person\/53d06a757a4242f113d200e3c290c036"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.ghanamma.com\/2019\/11\/08\/list-53-securities-fund-management-companies-whose-licences-have-been-revoked\/#primaryimage","url":"https:\/\/www.ghanamma.com\/2019\/wp-content\/uploads\/2019\/11\/Ogbamy.jpg","contentUrl":"https:\/\/www.ghanamma.com\/2019\/wp-content\/uploads\/2019\/11\/Ogbamy.jpg","width":788,"height":444},{"@type":"WebSite","@id":"https:\/\/www.ghanamma.com\/2019\/#website","url":"https:\/\/www.ghanamma.com\/2019\/","name":"Ghanamma.com","description":"News In Ghana - Latest Ghana News Headlines","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.ghanamma.com\/2019\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.ghanamma.com\/2019\/#\/schema\/person\/53d06a757a4242f113d200e3c290c036","name":"Ghana News","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/22cb97c2b08df229330efb2b8c2645feaae8d3ca3ee434035fbb668b5b82f570?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/22cb97c2b08df229330efb2b8c2645feaae8d3ca3ee434035fbb668b5b82f570?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/22cb97c2b08df229330efb2b8c2645feaae8d3ca3ee434035fbb668b5b82f570?s=96&d=mm&r=g","caption":"Ghana News"}}]}},"_links":{"self":[{"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/posts\/740860","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/comments?post=740860"}],"version-history":[{"count":0,"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/posts\/740860\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/media\/740861"}],"wp:attachment":[{"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/media?parent=740860"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/categories?post=740860"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.ghanamma.com\/2019\/wp-json\/wp\/v2\/tags?post=740860"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}