{"id":611180,"date":"2019-04-29T11:49:47","date_gmt":"2019-04-29T11:49:47","guid":{"rendered":"<br><div>\n<p class=\"floatLeft\">Business News of Monday, 29 April 2019<\/p>\n<p class=\"floatRight\"><strong>Source: <\/strong>Myjoyonline.com <\/p>\n2019-04-29\n\n<div class=\"article-left\">\n<p class=\"article-image\"><img src=\"https:\/\/cdn.ghana-mma.com\/2019\/03\/75378"},"modified":"2019-04-29T11:49:47","modified_gmt":"2019-04-29T11:49:47","slug":"sec-revokes-licenses-of-5-investment-companies","status":"publish","type":"post","link":"https:\/\/www.ghanamma.com\/2019\/04\/29\/sec-revokes-licenses-of-5-investment-companies\/","title":{"rendered":"SEC revokes licenses of 5 investment companies"},"content":{"rendered":"<p><\/p>\n<div>\n<p class=\"floatLeft\">Business News of Monday, 29 April 2019<\/p>\n<p class=\"floatRight\"><strong>Source: <\/strong>Myjoyonline.com <\/p>\n<p>2019-04-29<\/p>\n<div class=\"article-left\">\n<p class=\"article-image\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/cdn.ghanamma.com\/2019\/03\/75378656.295.jpg\" alt=\"Securities And Exchange Commission (sec)\" title=\"Securities And Exchange Commission (sec)\" width=\"295\" height=\"265\" \/><span class=\"image_caption\"><span>Oxygen Advisory, DM Capital and Equity Capital Ltd. are part of the affected companies<\/span><\/span><\/p>\n<\/div>\n<p style=\"clear:right\">The Securities and Exchange Commission (SEC) has revoked the licenses of five investment companies.<\/p>\n<p>Customers transact business with Georgetown Capital Partners Ltd, Equity Capital Ltd, Index Analytics Ltd, DM Capital Ltd and Oxygen Advisory Ltd at their own risk, according to the regulator.<\/p>\n<p>SEC revoked their licenses pursuant to Section 122 of the Securities Industry Act, 2016 (Act 929).<\/p>\n<p>The companies are not mandated to carry out any Fund Management activities, the Commission said.<\/p>\n<p>\u201cThe Commission hereby assures all investors, market operators and the general public that it is committed to ensuring rigorous enforcement of all the rules for operators in the capital market as spelt out in its core mandate,\u201d it said in a statement. <\/p>\n<p>The Securities and Exchange Commission is the statutory body mandated by the Securities Industry Act to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected.<\/p>\n<p>The general public is also advised to contact the Commission on its Toll-free number: 0800-100-065 for any further clarification.<\/p>\n<\/div>\n<p>\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<a style=\"display:none\" rel=\"follow\" href=\"http:\/\/megatheme.ir\/\" title=\"\u0642\u0627\u0644\u0628 \u0648\u0631\u062f\u067e\u0631\u0633\">\u0642\u0627\u0644\u0628 \u0648\u0631\u062f\u067e\u0631\u0633<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Business News of Monday, 29 April 2019 Source: Myjoyonline.com 2019-04-29 Oxygen Advisory, DM Capital and Equity Capital Ltd. are part of the affected companies The Securities and Exchange Commission (SEC) has revoked the licenses of five investment companies. Customers transact business with Georgetown Capital Partners Ltd, Equity Capital Ltd, Index Analytics Ltd, DM Capital Ltd [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":603500,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[4],"tags":[],"class_list":["post-611180","post","type-post","status-publish","format-standard","has-post-thumbnail","category-local-news"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.5 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SEC revokes licenses of 5 investment companies - Ghanamma.com<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.ghanamma.com\/2019\/04\/29\/sec-revokes-licenses-of-5-investment-companies\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC revokes licenses of 5 investment companies - Ghanamma.com\" \/>\n<meta name=\"twitter:description\" content=\"Business News of Monday, 29 April 2019 Source: Myjoyonline.com 2019-04-29 Oxygen Advisory, DM Capital and Equity Capital Ltd. are part of the affected companies The Securities and Exchange Commission (SEC) has revoked the licenses of five investment companies. 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